Risk Compliance Analyst

Financial Jobs NYC #21405

Are you well-versed in private wealth management? Do you have previous compliance experience and a familiarity with reviewing numerous client accounts? Do you thrive in a fast paced environment?

We are currently seeking a Risk Compliance Analyst position for a top New York City investment bank to assist with the review of current and future clients.

Risk Compliance Analyst Responsibilities:

  • Oversee the assessment of incoming and existing Private Wealth Management clients (including both Private Bank and Private Client Services)
  • Examine the “Know Your Customer” file to ensure its accuracy, thoroughness, and note of any areas requiring further action
  • Assist with the “New Client Adoption” process and continuously assist with the assessment of current clients

Risk Compliance Analyst Requirements:

  • Must have BA or BS degree in Accounting, Finance, or other related field
  • Great communications skills (both written and oral) for client interaction
  • Working knowledge of the Microsoft Office Suite (Word, Excel, PowerPoint)
  • Strong analytical and organizational skills

This Risk Compliance Analyst role is a consulting position that is expected to last at least three (3) months with possible extension and pays an annualized salary of $72,000 ($35.00/hour).

Ready to advance your career? Apply Now.

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Applicants will be considered without discrimination based on race, color, sex, age, religion, national origin, disability, genetic information, or other legally protected status. If you need assistance in completing this application, please contact us.

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